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Financial Conduct Authority


Guidance: HMT Privacy Notice for the investigation into the FCA’s regulation of London Capital and Finance Plc

Guidance: HMT Privacy Notice for the investigation into the FCA’s regulation of London Capital and Finance Plc

The Financial Conduct Authority (the “FCA”) has been directed by HM Treasury (“HMT”) to conduct an independent investigation into the regulation by the FCA of London Capital and Finance Plc.

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FCA climate risk plans welcomed by Pensions Minister

FCA climate risk plans welcomed by Pensions Minister

The Financial Conduct Authority (FCA) has outlined a timeframe to align its climate risk reporting requirements with those proposed in the Pension Schemes Bill.

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Correspondence: Financial Conduct Authority's plans for climate related financial disclosures

Correspondence: Financial Conduct Authority's plans for climate related financial disclosures

Correspondence between Christopher Woolard, Financial Conduct Authority, and Guy Opperman MP, Minister for Pensions and Financial Inclusion.

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Corporate report: Financial Conduct Authority (FCA) Annual Report and Accounts 2019/20 (for the year ended 31 March 2020)

Corporate report: Financial Conduct Authority (FCA) Annual Report and Accounts 2019/20 (for the year ended 31 March 2020)

The annual report and accounts for the Financial Conduct Authority for the year ended 31 March 2020.

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Chief Executive of the Financial Conduct Authority

Chief Executive of the Financial Conduct Authority

The Chancellor has today (22 June) announced that Nikhil Rathi will be the new Chief Executive of the Financial Conduct Authority (FCA).

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Research and analysis: Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion

Research and analysis: Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion

Regulatory Policy Committee opinion on FCA's final stage validation impact assessment of the Advising on pension transfers (CP17/16, PS18/6).

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Research and analysis: Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion

Research and analysis: Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion

Regulatory Policy Committee opinion on FCA's final stage validation impact assessment of the Advising on pension transfers (CP17/16, PS18/6).

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Corporate report: CMA and FCA memorandums of understanding

Corporate report: CMA and FCA memorandums of understanding

Memorandums of understanding between the Competition and Markets Authority and the Financial Conduct Authority.

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Corporate report: Financial Conduct Authority Annual Report 2018 to 2019

Corporate report: Financial Conduct Authority Annual Report 2018 to 2019

The annual report and accounts for the Financial Conduct Authority for the year ended 31 March 2019.

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Policy paper: Financial Conduct Authority review of retained provisions of the Consumer Credit Act: final report

Policy paper: Financial Conduct Authority review of retained provisions of the Consumer Credit Act: final report

In line with its statutory duty, the Financial Conduct Authority has reviewed the retained provisions of the Consumer Credit Act 1974, and set out its findings in this report.

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Research and analysis: Transaction cost disclosure in workplace pensions: RPC Opinion

Research and analysis: Transaction cost disclosure in workplace pensions: RPC Opinion

Regulatory Policy Committee opinion on FCA’s EANDCB validation of the Transaction cost disclosure in workplace pensions.

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FCA and Insolvency Service strengthen relationship with MoU

FCA and Insolvency Service strengthen relationship with MoU

The FCA and the Insolvency Service have signed a Memorandum of Understanding committing the two organisations to increased collaboration.

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Government and FCA crack down on older pension scheme charges

Government and FCA crack down on older pension scheme charges

A government and FCA crackdown on excessive costs has lowered charges on £24 billion worth of assets for members of older workplace pension schemes.

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John Griffith Jones confirms plan to leave the FCA and PSR in March 2018

John Griffith Jones confirms plan to leave the FCA and PSR in March 2018

John Griffith-Jones confirms he will leave both organisations at the end of his term of office, on 31 March 2018.

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Recommendations for the Financial Conduct Authority: Spring Budget 2017

Recommendations for the Financial Conduct Authority: Spring Budget 2017

Letter from the Chancellor of the Exchequer to the Chief Executive of the Financial Conduct Authority (FCA) providing recommendations for the FCA.

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Pensions Minister moves to create exit charges equality

Pensions Minister moves to create exit charges equality

Plans to cap early exit charges for occupational pensions will ensure people are not unfairly penalised for accessing their savings early.

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FCA and DWP publish call for evidence on transaction costs

FCA and DWP publish call for evidence on transaction costs

A joint call for evidence on the disclosure of transaction cost information for workplace pension schemes has been published.

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